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Principal

Category: Banking


Job Description:
On behalf of our client, we are seeking applicants for the role of Principal. This is a proactive position managing the analytical team within the Investment, Fund and Banking area, with particular responsibility for regulatory activity and operations.

Responsibilities Include:


  • Reviews documents/reports/recommendations from analytical staff on regulatory or operational matters and determines appropriate course of action on low to medium impact decisions.
  • Provides advice and senior level technical support to regulatory or operational team relative to the Company’s statutory responsibilities within the various areas of the Financial Services Section.
  • Manage and motivate performance and oversee the development of subordinates in the achievement of desired results through the effective use of team work.
  • Represent the company at various local and international meetings, conferences, seminars, or personal interactions with other regulatory bodies, governmental agencies and the financial services industry.
  • Perform other related work and special projects as assigned by management in accordance with competencies normally associated with the position.
  • Monitor performance of individual team members and provide routine mentoring and feedback; prepare formal performance appraisal reports, in conjunction with the relevant AD/Director, as prescribed by the performance management process.
  • Identify training needs of employees and in conjunction with L&D establish programmes for their development by way of formal training courses, special projects or on the job exposure.

Desired Experience and Educational Levels:

  • A Masters Degree or equivalent qualification in a financial or accounting discipline from a recognized institution or professional body
  • A minimum of seven (7) years relevant post graduate experience of which at least (3) years should be at a senior level working within a regulated financial services business, preferably Banking, Trust, Investment sector, Insurance or as a financial services regulator.

Type of Position: Permanent


Posting Date: 14/01/2010    Closing Date:26/02/2010

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